{"id":41779,"date":"2011-11-26T15:21:22","date_gmt":"2011-11-26T14:21:22","guid":{"rendered":"http:\/\/tradingjobs.bontrade.org\/?p=6248"},"modified":"2011-11-26T15:21:22","modified_gmt":"2011-11-26T14:21:22","slug":"trading-compliance-specialist","status":"publish","type":"post","link":"https:\/\/bontrade.org\/blog49\/41779\/trading-compliance-specialist\/","title":{"rendered":"Trading Compliance Specialist"},"content":{"rendered":"<p><a href=\"http:\/\/www.careerbuilder.com\/JobSeeker\/ApplyOnline\/ApplyStart.aspx?srcContext=CB&amp;IPath=JRKV1C&amp;lr=CBFALLOND&amp;Job_DID=J8B3L66357B9WQ612QD\">Apply for Job Here<\/a><\/p>\n<p><\/p>\n<div class=\"jdpContent stdInnerContent\" id=\"jdpDescrption\">Top-tier investment adviser is seeking a <b>Trading Compliance Specialist <\/b>with primary responsibilities for implementing, testing, and reviewing investment guidelines and restrictions and analyzing securities for appropriate set-up on the Adviser\u2019s trading platform.&nbsp; &nbsp;<\/p>\n<p><strong>Responsibilities:<br \/><\/strong>\u2022 Conduct overall trader surveillance, including identifying and escalating potential trading issues <br \/>\u2022 Perform and document quarterly trade cost analysis of all trades<br \/>\u2022 Maintain trading system\u2019s data integrity and rule functionality<br \/>\u2022 Complete due diligence reports for clients <br \/>\u2022 Assist in annual compliance reviews by performing test work and documenting results                                            <\/div>\n<div class=\"jdpContent stdInnerContent\" id=\"jdpRequirements\">                        <span class=\"jdpSectionHeading\" id=\"jdpRequirementsHeader\">&nbsp;Requirements<\/span><\/p>\n<ul>\n<li>BA degree; Minimum 3 years experience    <\/li>\n<li>Knowledge of Charles River Trading System is <strong>required<\/strong>    <\/li>\n<li>Compliance experience at an Investment Adviser or Broker Dealer    <\/li>\n<li>Detail oriented    <\/li>\n<li>Good team player \u2013 one who is able to prioritize in a fast moving, high pressure, constantly changing environment    <\/li>\n<li>Ability to work with Portfolio Managers and Traders and build smooth working relationships    <\/li>\n<li>Strong analytical and problem solving skills    <\/li>\n<li>Comfortable with different technology applications<\/li>\n<\/ul>\n<\/div>\n<p><a href=\"http:\/\/www.careerbuilder.com\/JobSeeker\/ApplyOnline\/ApplyStart.aspx?srcContext=CB&amp;IPath=JRKV1C&amp;lr=CBFALLOND&amp;Job_DID=J8B3L66357B9WQ612QD\">Apply for Job Here<\/a><\/p>\n<p><a href=\"http:\/\/feedburner.google.com\/fb\/a\/mailverify?uri=feedburner\/hkWT&amp;loc=en_US\">Subscribe to Trading Jobs by Email<\/a><br \/>Find the latest <a href=\"http:\/\/www.careerbuilder.com\/JobSeeker\/Jobs\/JobResults.aspx?strCrit=rawWords%3dTrader%3bcty%3d%3bsid%3dALL%2c+US%3bcid%3dUS%3bfre%3d30%3brad%3d10%3bJN%3dAll%3b&amp;lr=CBFALLOND&amp;siteid=FALLONDcs\">Trading Jobs here<\/a><br \/><a href=\"http:\/\/technorati.com\/tag\/Trader+Job\" rel=\"tag\"><\/a> <a href=\"http:\/\/technorati.com\/tag\/Trainee\" rel=\"tag\"><\/a><\/p>\n<div class=\"blogger-post-footer\"><img width='1' height='1' src='https:\/\/blogger.googleusercontent.com\/tracker\/5865752669776502319-5669893232966389251?l=www.tradingjobs.fallondpicks.com' alt='' \/><\/div>\n<p>View full post on <a href=\"http:\/\/feedproxy.google.com\/~r\/TradingJobs\/~3\/GUwYeQhdZAA\/trading-compliance-specialist.html\">Trading Jobs<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Apply for Job Here Top-tier investment adviser is seeking a Trading Compliance Specialist with primary responsibilities for implementing, testing, and reviewing investment guidelines and restrictions and analyzing securities for appropriate set-up on the Adviser\u2019s trading platform.&nbsp; &nbsp; Responsibilities:\u2022 Conduct overall trader surveillance, including identifying and escalating potential trading issues \u2022 Perform and document quarterly trade [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_lightning_design_setting":[],"footnotes":""},"categories":[4520],"tags":[4804,4744,1242],"class_list":["post-41779","post","type-post","status-publish","format-standard","hentry","category-tradingjobsearch","tag-compliance","tag-specialist","tag-trading"],"_links":{"self":[{"href":"https:\/\/bontrade.org\/blog49\/wp-json\/wp\/v2\/posts\/41779","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bontrade.org\/blog49\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bontrade.org\/blog49\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bontrade.org\/blog49\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/bontrade.org\/blog49\/wp-json\/wp\/v2\/comments?post=41779"}],"version-history":[{"count":0,"href":"https:\/\/bontrade.org\/blog49\/wp-json\/wp\/v2\/posts\/41779\/revisions"}],"wp:attachment":[{"href":"https:\/\/bontrade.org\/blog49\/wp-json\/wp\/v2\/media?parent=41779"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bontrade.org\/blog49\/wp-json\/wp\/v2\/categories?post=41779"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bontrade.org\/blog49\/wp-json\/wp\/v2\/tags?post=41779"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}