Chief Compliance Officer / Head of Legal | Leading Emerging Markets Broker-Dealer | USA
Excellent opportunity for strong senior Compliance candidates with a J&##046;D and experience in Emerging markets&##046; View full post on All Trading Jobs: eFinancialCareers.com
Chief Compliance Officer (CCO) | London, Investment Bank, £150,000 - £250,000 - London, UK
CCO will oversee all aspects of compliance in support of group's growing business and product development. The individual will be responsible for ensuring that the company being part of a large group acts in compliance with internal policies, external rules and regulations, in particular relating to equities, FI and all related products. View full post […]
Chief Risk Officer - Investment Bank, £125,000 to £175,000 - London, UK
This role is for a Chief Risk officer within this Investment Bank based in London - City. View full post on exec-appointments.com: Trading Jobs
Chief Technology Officer, $500,000 - Illinois, United States
Top Chicago Proprietary Trading firm is looking for CTO. View full post on exec-appointments.com: Trading Jobs
Chief Compliance Officer, Competitive compensation - New York, NY, USA
Our client, an approximately $6 billion diversified investment management firm, is seeking a General Counsel/Chief Compliance Officer to be responsible for the administration of its legal and compliance program. It specializes in convertible, high yield and equity strategies offered through long only, hedge-fund and NYSE closed-end mutual fund products. View full post on exec-appointments.com: Trading […]
Senior Portfolio Management Officer
Apply for Job Here Specific Description: This role is responsible for underwriting and structuring of straightforward and complex credit transactions with minimal oversight from the CPO/CPM and demonstrates strong judgment and sound credit decisioning skills. The role also approves credit transactions without CPO coverage and includes Single Signature Authority as applicable based on credit approval […]
Futures Compliance Officer, Competitive compensation - New York, NY, USA
Our client, a global financial institution, is seeking a Futures Compliance Officer to support their growing U.S. operations. There is plenty of room for career growth in this role and you could make an instant impact in this group. This candidate will focus on the advisory, monitoring, and surveillance of the futures business. View full […]
Equities Derivatives Compliance Officer, Competitive compensation - New York, NY, USA
Our client is a top-tier global financial services firm that provides large corporate, government and institutional clients with a full spectrum of solutions to their strategic advisory, financing and risk management needs. They are also engaged in retail banking, credit cards, corporate banking, and wealth and investment management. View full post on exec-appointments.com: Trading Jobs
Market Risk Officer - Equities
Apply for Job Here UBS' Equity businesses actively trade Cash, Derivatives, Convertibles as well as Prop Strategies such as Fundamental, Risk Arbitrage, Statistical Arbitrage and Convert Arb / Credit. The Market Risk team is broadly responsible for closely monitoring the portfolio risk of the Equity businesses to ensure that risk exposures are appropriately diversified, that the […]