Director Regulatory Reporting - ETRADE Financial - Jersey City, NJ
Manage the Preparation of the monthly Focus Report (15c3-1) and Daily customer reserve (15c3-3) and other regulatory filings such as Daily Futures....From ETRADE Financial - Fri, 11 Nov 2016 12:55:01 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Senior Analyst - Regulatory Operations Production Reporting Team - RBC - Jersey City, NJ
Broker / Dealer (OATS, Blue Sheets, Reg Sho, TRACE, MSRB, LOPR, Large Trader, ACT, INSITE, etc.). Perform analysis of data, processes and systems.... From RBC - 29 Jul 2016 19:23:12 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Director & Assistant General Counsel - Regulatory - Chicago Mercantile Exchange - New York, NY
To support this growth, we are seeking highly motivated individuals to help foster our corporate culture and uphold our core values of leading with conviction...From CME Group - Fri, 22 Jul 2016 08:39:56 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Senior Manager, Regulatory Reporting Risk Control - ETRADE Financial - Jersey City, NJ
Assist in the preparation of the monthly Focus Report (15c3-1) and weekly customer reserve (15c3-3) and other regulatory filings such as Daily Futures as needed... From ETRADE Financial - 04 Jun 2016 15:37:22 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Institutional Equities - Regulatory Control Group - Vice President - Morgan Stanley - New York, NY
The individual will be responsible for reviewing IED sales and trading desk activities to ensure compliance with applicable rules and regulations governing the... From Morgan Stanley - 01 Mar 2016 04:20:55 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Institutional Equities - Regulatory Control Associate - Morgan Stanley - New York, NY
Help monitor and make suggestions regarding IED’s overall supervisory program and help ensure that IED activities satisfy all pertinent legal, regulatory and... From Morgan Stanley - 05 Mar 2016 00:46:15 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Senior Specialist, Regulatory Reporting Business Analysis Team - RBC - Jersey City, NJ
Broker / Dealer (OATS, Blue Sheets, TRACE, MSRB, , Reg Sho, LOPR, Large Trader, ACT, INSITE, etc.).... From RBC - 14 Feb 2016 20:07:32 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Team Manager, Regulatory Reporting Business Analysis Team - RBC - Jersey City, NJ
Broker / Dealer (OATS, Blue Sheets, TRACE, MSRB, , Reg Sho, LOPR, Large Trader, ACT, INSITE, etc.).... From RBC - 14 Feb 2016 20:07:31 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Associate, Regulatory Operations Control Team - RBC - Jersey City, NJ
OATS, Bluesheets, TRACE, MSRB Submission, INSITE, , Rule 605 and 606, ACT, LOPR, Large Trader Report, etc. Monitor and resolve key risks and issues in report... From RBC - 14 Feb 2016 20:07:32 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com