Regulatory Compliance Manager
The Regulatory Compliance Department is looking for a candidate with strong regulatory compliance skills. The candidate must possess a detailed understanding and knowledge of the financial services industry, including the applicable laws and regulations. View full post on All Trading Jobs: eFinancialCareers.com
Senior Regulatory Accountant, £120,000 - London, UK
The Investment Banking arm of a renowned Banking Group is looking to recruit a Regulatory Accountant to join the business at Director Level. The Senior Regulatory Reporting Manager is an important position within the Financial & Regulatory Risk function. Working closely with Business heads, and Senior Managers within Risk, Legal and Operational Departments as well […]
Senior Regulatory Analyst – Primary Market, Regulation Department, £45,000 + Bonus and Benefits - London, UK
PLUS Markets plc ('PLUS'), a Recognised Investment Exchange (RIE) is a fully competitive small and mid-cap stock exchange based in the UK and operates both primary and secondary markets. PLUS offers trading services in some 8,500 securities, including UK and European liquid and less liquid listed securities and unlisted securities quoted on the AIM and […]
Manager, Regulatory Reporting, £55,000 - London, UK
A leading UK Financial Institution is looking to create a niche specialist skill set for a Qualified Accountant to take on a Regulatory Reporting Role to be used strategically in helping the business operate more effectively. Producing components of the group prudential returns for the FSA, monitoring compliance with prudential requirements and limits, and facilitating […]
Regulatory Manager, £60-70k - London, UK
The Regulatory Reporting team is responsible for a broad range of internal and external reporting requirements within the EMEA region. The team's primary responsibility is to fulfil the external reporting requirements for the 4 regulated entities that the Group operates within the UK as determined by the FSA and Bank of England. *Daily FSA capital […]
Senior Manager - Compliance & Regulatory Affairs, £110,000 Per Annum - Dubai, UAE
One of the largest commodities and trading companies in the region is seeking an experienced Compliance Manager to ensure all policies and procedures are in line with local and international regulations. General responsibilities include: * Training on compliance aspects to staff and brokers, * Update all policies and procedures in line with regulators, * Prepare […]
Interim Change Manager – Retail Banking Regulatory (PPI), £550/Day - Northampton, UK
High profile six month + assignment for interim project manager with good knowledge of Payment Protection Insurance and regulation surrounding it. The role specifically looks at handling complaints in a compliant fashion and insuring the customer is treated fairly and that the operational process is efficient . Candidates will have good knowledge of working on […]
Regulatory Reporting Manager, £80k - London, UK
Walker Hamill are proud to represent a lucrative corporate banking client based in the city of London. The role will effectively work within the Group Regulatory Reporting team. This Successful Candidate will be Involved in the: *Preparation and review of regulatory returns to the Financial Services Authority (FSA) on a monthly and quarterly basis including […]
Regulatory Reporting Accountant, £60k - London, UK
The leading insurance arm of a global investment group is looking for a regulatory reporting accountant to develop and maintain an effective regulatory reporting platform. The leading insurance arm of a global investment group is looking for a regulatory reporting accountant to develop and maintain an effective regulatory reporting platform. Working closely with the risk […]
Regulatory Director, Tax free salary - Dubai, UAE
A highly successful consulting firm has an opportunity a Regulatory Director to relocate to Dubai to lead and develop their Financial Services Risk practice. The firm is a market leader providing advisory services across the globe. As such, a successful candidate will have the opportunity to work with many leading figures in the industry. There […]