Tag: Series

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This position is open as of 7/3/2010.

Financial Advisor – Investment Advisor – RIA – Financial Planner – Series 7 – Series 63 – CFP – Certified Financial Planner – Pre-Retirement – Post-Retirement – Stocks – Preferred Stocks – Mutual Funds – Taxable Bonds – Tax-free Bonds – Insurance – Annuities – Separate Account Management – CD’s – UIT’s – ETF’s – Trust Management

Financial Planner – Investment Advisor

Are you a great Financial Planner / Investment Advisor who is tired of large firm politics and low payouts? Do you also happen to have a transferable book of business (and 12-months trailing revenue of at least $200k), plus your Series 7 and 63 licenses? If so… Please Read On!

We are a full service independent financial advisory firm, looking for some All-Star caliber Financial Advisors to join our team in the greater Chicago area!

What you need:

• At least 3-years of financial planning and/or investment sales experience, preferably in Stocks, Preferred Stocks, Mutual Funds, Taxable Bonds, Tax-free Bonds, Insurance, Annuities, Separate Account Management, CD’s, UIT’s, ETF’s, and Trust Management
• Minimum level of production of $200K in trailing twelve months, and the ability to transition a high percentage of your clients to a new firm
• Series 7 and 63 Licenses

A big plus:

• CFA designation
• Pre-retirement / Post-retirement experience
• Experience with any of the following:
-Reg D Private Placements
-Structured Settlements
-Small Company Investment Banking
-Public Company Single Stock Planning

What’s in it for you:

• Financial Advisors have all of the tools offered by the wirehouses, without the red tape associated with large organizations.
• High Payout – one of the highest in the full service brokerage business. (Note:
this position provides straight revenue sharing compensation with assistance during the initial three-month transition period based on your trailing revenue.)
• Performance-based bonuses.
• Freedom – No proprietary product pushing. You choose what is best for your clients.
• Full Range of Products – Everything you need to service your book.
• Full Benefits – 401k, Health, Dental, etc.

So, if you’re a great Financial Planner / Investment Advisor who is tired of large firm politics and low payouts, and you also happen to have a transferable book of business (and 12-months trailing revenue of at least $200k), plus your Series 7 and 63 licenses… Please Apply Today!

Required Skills
Investment/Financial Advisor, Certified Financial Planner, Series 7 License, Series 63 License, Pre-retirement/Post-retirement Market, Bonds, CD’s, Equities, Insurance, Money Market Funds

If you are a good fit for the Financial Advisor – Investment Advisor – RIA – CFP – Series 7 63 position, and have a background that includes:

Investment/Financial Advisor, Certified Financial Planner, Series 7 License, Series 63 License, Pre-retirement/Post-retirement Market, Bonds, CD’s, Equities, Insurance, Money Market Funds and you are interested in working the following job types:

Sales, Business Development, Marketing

Within the following industries:

Securities, Sales – Marketing, Banking – Financial Services

Our privacy policy: Your resume and information will be kept completely confidential.

Looking forward to receiving your resume through our website and going over the job in more detail with you!
Requirements Investment/Financial Advisor, Certified Financial Planner, Series 7 License, Series 63 License, Pre-retirement/Post-retirement Market, Bonds, CD’s, Equities, Insurance, Money Market Funds

Apply for Job Here

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