Compliance Technology & Reporting Analyst - FXCM - New York, NY
Analyze trade execution data for exceptions and inconsistencies. Experience in report development. Prior to submitting your resume, the firm requests that you... From FXCM - 26 Jul 2016 21:45:29 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Sr. Analyst, Active Trader Compliance - TD Ameritrade - Chicago, IL
Provide advice to internal departments such as new accounts, trade desk, and risk team. Help review regulatory requests to monitor for trends and patterns.... From TD Ameritrade - 19 Jul 2016 11:20:15 GMT - View all Chicago jobs View full post on Trader Jobs | Indeed.com
Compliance, Compliance Testing Group, Associate/Vice President - New York - Goldman Sachs - New York, NY
Identify potential compliance and reputational risks, and effectively escalate to appropriate individuals. Gather data, perform analyses and document results.... From Goldman Sachs - 29 Jun 2016 06:12:48 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Director, Trade Compliance - NRG Energy - Princeton, NJ
Reviewing and analyzing trader transactions to identify potential areas of risk of non-compliance and proactively advise on improvements to trading behavior.... From NRG Energy - 20 Jun 2016 17:47:46 GMT - View all Princeton jobs View full post on Trader Jobs | Indeed.com
Equity Sales and Trading Compliance Officer - Morgan Stanley - New York, NY
The Group will coordinate, recommend, and execute plans to address potential issues, fulfill regulatory obligations and promote best practices.... From Morgan Stanley - 19 May 2016 18:53:27 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Senior Manager, Global Investment Control Fixed Income & Compliance - Capital Group - Los Angeles, CA
You will manage a variety of internal and external relationships, including traders, investment professionals, legal, and others, to support day-to-day... From Capital Group Companies - 08 May 2016 21:26:43 GMT - View all Los Angeles jobs View full post on Trader Jobs | Indeed.com
Compliance Manager - Bank of America - New York, NY
The Compliance Manager is responsible for engaging in activities to contribute to the independent compliance oversight of Front Line Unit (“FLU”) and Control... From Bank of America - 21 Apr 2016 07:51:14 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Equities Sales Compliance Officer - VP - Deutsche Bank - New York, NY
Participating in internal investigations, assisting in responding to regulatory inquiries, and coordinating internal and external audits and inspections.... From Deutsche Bank - 18 Apr 2016 17:25:10 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Compliance Research Internship - FXCM - New York, NY
Please submit a cover letter, resume, and writing sample with application. Assisting in the review of internal policies and procedures to determine compliance...$15 an hour From FXCM - 12 Apr 2016 22:59:07 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com