Vice President - Compliance Advisor – (Capital Markets IT and Operations) - BNP Paribas - New York, NY
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily.... From BNP Paribas - 11 Apr 2016 08:54:07 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Vice President - Control Room Compliance Officer - BNP Paribas - New York, NY
BNP Paribas CIB strives to service the global economy by providing solutions to its clients in financing (ECM, DCM, specialized financing), flow banking (trade... From BNP Paribas - 05 Apr 2016 08:27:49 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Junior Compliance Analyst - Interactive Brokers - Greenwich, CT
This person will perform post trade processing reconciliations and middle office support services to ensure accurate and timely trade reporting.... From Interactive Brokers - 31 Mar 2016 08:38:39 GMT - View all Greenwich jobs View full post on Trader Jobs | Indeed.com
Director, Line Compliance - World Fuel - Miami, FL
Interested candidates will need to submit the following. Negative impacts can be severe and cause a potential of substantial loss of profit and business as well... From World Fuel - 08 Mar 2016 10:54:06 GMT - View all Miami jobs View full post on Trader Jobs | Indeed.com
Compliance Manager II - BNY Mellon - Jersey City, NJ
Ø Monitor and provide compliance support to trading and other areas within PAS; And oversee and provide support for Best Execution and Large Trader obligations.... From BNY Mellon - 05 Mar 2016 13:08:13 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com
Equity Compliance - Morgan Stanley - New York, NY
Liaise with Testing Group to design equity business test plan for the year and execute quarterly compliance tests (e.g.... From Morgan Stanley - 26 Feb 2016 08:56:12 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
Compliance, Compliance Testing Group (Irving) - Associate/Vice President - Goldman Sachs - New York, NY
Identify potential compliance and reputational risks, and effectively escalate to appropriate individuals. Gather data, perform analyses and document results.... From Goldman Sachs - 11 Feb 2016 02:37:51 GMT - View all New York jobs View full post on Trader Jobs | Indeed.com
New Accounts and Compliance Analyst - Straits Financial LLC - Chicago, IL
Confirm daily and periodic regulatory reporting in relation to reporting of positions and trader information. In addition, this position provides daily support... From Indeed - 31 Jan 2016 17:00:35 GMT - View all Chicago jobs View full post on Trader Jobs | Indeed.com
COMPLIANCE CONSULTANT 4 - Wells Fargo - Massachusetts
Evaluates the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls and identifies issues resulting from... From Wells Fargo - 16 Oct 2015 23:56:42 GMT - View all jobs View full post on Trader Jobs | Indeed.com
Associate Director - Operations Compliance for Capital Markets - BMO Financial Group - Jersey City, NJ
Build partnerships with internal clients and other business stakeholders, build relationships with internal and external auditors and regulators;... From BMO Financial Group - 15 Oct 2015 19:31:17 GMT - View all Jersey City jobs View full post on Trader Jobs | Indeed.com